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European Union (joint supervision: EBA, ESMA, EIOPA)

DORA (Digital Operational Resilience Act) Assessment Framework

EU regulation requiring financial institutions to withstand, respond to and recover from all ICT disruptions — mandatory from January 2025

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26
Controls
130
Questions
Active
Status

About this Framework

The Digital Operational Resilience Act (DORA — EU 2022/2554) became mandatory for EU financial entities and critical ICT third-party providers from 17 January 2025. DORA requires ICT risk management frameworks, classification and reporting of major incidents within 4 hours, digital resilience testing including threat-led penetration testing (TLPT), and comprehensive ICT third-party risk registers with mandated contractual requirements.

Key Control Domains

ICT Risk Management Framework
ICT-Related Incident Classification & Reporting
Digital Operational Resilience Testing (TLPT)
ICT Third-Party Risk Management
Information Sharing Arrangements

Who Needs This?

  • Banks and credit institutions in the EU
  • Insurance and reinsurance companies
  • Investment firms and asset managers
  • Payment and e-money institutions
  • Critical ICT third-party providers (cloud, data centres, software)

Compliance Benefits

  • Regulatory compliance with EU financial sector law
  • Stronger operational resilience against ICT disruptions
  • Clear ICT vendor accountability and contractual requirements
  • Reduced systemic risk across EU financial markets

Official Reference

EBA DORA Guidance
https://www.eba.europa.eu/regulation-and-policy/operational-resilience

Assessment Details

Issuer / AuthorityEuropean Union (joint supervision: EBA, ESMA, EIOPA)
FrameworkDORA (Digital Operational Resilience Act) Assessment Framework
Controls26
Questions130
StatusActive
Assessment Start17 May 2026

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